Norman H. Pessin

Insider Reports History

Entity
Individual
Location
C/O Levy, Harkins & Co., Inc., 366 Madison Avenue, 14 Th Floor, New York, NY
Signature
/s/ Norman H. Pessin
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Norman H. Pessin:

Stock Role Class Num Shares Value Price $ Report Date Ownership
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Common Stock 1.22M $3.01M $2.47 Sep 30, 2022 Direct
PRECISION OPTICS CORPORATION, INC. 10%+ Owner Common Stock 114K $686K $6.00 Oct 31, 2022 Direct
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series B Convertible Preferred Stock 0 Sep 27, 2022 Direct
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series C Convertible Preferred Stock 0 Dec 3, 2021 Direct

Insider Reports Filed by Norman H. Pessin

Symbol Company Period Transactions Value $ Form Type Date Filed Role
POCI PRECISION OPTICS CORPORATION, INC. Oct 31, 2022 1 $151K 4 Nov 2, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Sep 27, 2022 3 $1.85M 4/A Oct 7, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Feb 4, 2022 1 $1.2M 4 Feb 8, 2022 10%+ Owner
POCI PRECISION OPTICS CORPORATION, INC. Oct 4, 2021 0 $0 3 Oct 6, 2021 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Oct 1, 2021 0 $0 4 Oct 5, 2021 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. May 21, 2021 8 $2.57M 4 Oct 7, 2022 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Feb 26, 2021 2 $2M 4 Sep 3, 2021 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Feb 13, 2020 1 $350K 4 Sep 3, 2021 10%+ Owner
DUOT DUOS TECHNOLOGIES GROUP, INC. Mar 14, 2019 0 $0 3/A Sep 2, 2021 10%+ Owner