Prudential Financial Inc

Insider Reports History

Entity
Company
Location
751 Broad St, Newark, New Jersey
Signature
Prudential Financial, Inc., By: /s/ Andrew French, Name and Title: Andrew French, Signatory, Second Vice President
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Prudential Financial Inc:

Stock Role Class Num Shares Value Price $ Report Date Ownership
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class I Common Stock, par value $0.001 per share 2 M $55.1 M $27.57 Nov 30, 2022 Indirect
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner Series F Mandatory Redeemable Preferred Stock 2 M $20 M $10.00 Dec 17, 2021 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Series M Mandatory Redeemable Preferred Stock 286 K $10 M $35.00 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Tortoise Midstream Energy Fund, Inc. 10%+ Owner Series H Mandatory Redeemable Preferred Stock 300 K $7.5 M $25.00 Dec 17, 2021 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series L Mandatory Redeemable Preferred Stock 167 K $5 M $30.00 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
PGIM Private Credit Fund 10%+ Owner Class I Common Shares of Beneficial Interest 4.29 M May 5, 2023 Indirect
ClearBridge MLP & Midstream Total Return Fund Inc. 10%+ Owner Series E Mandatory Redeemable Preferred Stock 367 K Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class D Common Stock, par value $0.001 per share 1 K Aug 15, 2022 Indirect
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class S Common Stock, par value $0.001 per share 1 K Aug 15, 2022 Indirect
PGIM Private Real Estate Fund, Inc. 10%+ Owner Class T Common Stock, par value $0.001 per share 1 K Aug 15, 2022 Indirect
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Series I Mandatory Redeemable Preferred Stock 160 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series K Mandatory Redeemable Preferred Stock 85 Nov 17, 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series K Mandatory Redeemable Preferred Stock 24 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series G Mandatory Redeemable Preferred Stock 0 Nov 17, 2022 By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Series G Mandatory Redeemable Preferred Stock 0 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Series D Mandatory Redeemable Preferred Stock 0 Nov 17, 2022 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 2.50% Senior Notes, Series QQ, due December 17, 2028 $4.5 M Dec 17, 2021 By Prudential Annuities Life Assurance Corporation, a wholly-owned subsidiary of the Reporting Perso
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 2.50% Senior Notes, Series QQ, due December 17, 2028 $1 M Dec 17, 2021 By Prudential Term Reinsurance Company, a wholly-owned subsidiary of the Reporting Person
TORTOISE ENERGY INFRASTRUCTURE CORP 10%+ Owner 2.50% Senior Notes, Series QQ, due December 17, 2028 $4.5 M Dec 17, 2021 By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep
Tortoise Midstream Energy Fund, Inc. 10%+ Owner 2.50% Senior Notes, Series S, due December 17, 2028 $5 M Dec 17, 2021 By The Prudential Gibraltar Financial Life Insurance Co., Ltd., a wholly-owned subsidiary of the Rep
Tortoise Midstream Energy Fund, Inc. 10%+ Owner 2.50% Senior Notes, Series S, due December 17, 2028 $20 M Dec 17, 2021 By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person

Insider Reports Filed by Prudential Financial Inc

Symbol Company Period Transactions Value $ Form Type Date Filed Role
NONE PGIM Private Credit Fund May 5, 2023 0 $0 3/A Jun 28, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Nov 17, 2022 0 $0 3 Nov 28, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 17, 2022 5 $5 M 4 Nov 21, 2022 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 17, 2022 3 $10 M 4 Nov 21, 2022 10%+ Owner
NONE PGIM Private Real Estate Fund, Inc. Sep 28, 2022 5 $47.4 M 4 Jun 28, 2023 10%+ Owner
NONE PGIM Private Real Estate Fund, Inc. Aug 15, 2022 0 $0 3 Jun 28, 2023 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Dec 17, 2021 3 $425 T 4 Dec 21, 2021 10%+ Owner
TYG TORTOISE ENERGY INFRASTRUCTURE CORP Dec 17, 2021 4 $41.5 T 4 Dec 21, 2021 10%+ Owner