| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| LIBERTY ALL STAR EQUITY FUND | Access Person of the Fund | Common Shares of Beneficial Ownership | 30.6K | $183K | $5.98 | May 26, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| USA | LIBERTY ALL STAR EQUITY FUND | May 26, 2023 | 1 | -$209K | 4/A | May 26, 2023 | Access Person of the Fund |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Sep 30, 2022 | 0 | $0 | 5 | Oct 4, 2022 | Officer of Investment Adviser |