| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GLV | Clough Global Dividend & Income Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Chief Compliance Officer |
| GLO | Clough Global Opportunities Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Chief Compliance Officer |
| GLQ | Clough Global Equity Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Chief Compliance Officer |
| UTG | REAVES UTILITY INCOME FUND | Sep 19, 2022 | 0 | $0 | 3 | Nov 3, 2022 | Fund CCO |
| UTG | REAVES UTILITY INCOME FUND | Oct 31, 2020 | 0 | $0 | 5 | Jun 11, 2021 | President |