| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Assertio Holdings, Inc. | Director | Common Stock | 188K | $211K | $1.12 | Mar 14, 2024 | Direct |
| GENELUX Corp | Director | Common Stock | 49.3K | $126K | $2.57 | Sep 11, 2024 | Direct |
| GENELUX Corp | Director | Stock Option Right to Buy) | 50.5K | Aug 1, 2024 | Direct | ||
| GENELUX Corp | Director | Common Stock Warrant (Right to Buy) | 6.25K | May 29, 2024 | Direct | ||
| Assertio Holdings, Inc. | Director | Stock Option (right to buy) | 3.82K | May 10, 2023 | Direct | ||
| ChemoCentryx, Inc. | Director | Common Stock | 0 | $50.95 | Oct 20, 2022 | Direct | |
| ChemoCentryx, Inc. | Director | Restricted Stock Unit | 0 | Oct 20, 2022 | Direct | ||
| ChemoCentryx, Inc. | Director | Stock Option | 0 | Oct 20, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GNLX | GENELUX Corp | Sep 11, 2024 | 0 | $0 | 4/A | Sep 26, 2024 | Director |
| GNLX | GENELUX Corp | Aug 1, 2024 | 2 | $0 | 4 | Aug 5, 2024 | Director |
| GNLX | GENELUX Corp | May 29, 2024 | 2 | $0 | 4 | Jun 7, 2024 | Director |
| ASRT | Assertio Holdings, Inc. | Mar 14, 2024 | 1 | -$11.5K | 4 | Mar 15, 2024 | Director |
| GNLX | GENELUX Corp | Dec 13, 2023 | 2 | -$119K | 4 | Dec 14, 2023 | Director |
| GNLX | GENELUX Corp | Sep 11, 2023 | 2 | $0 | 4 | Sep 13, 2023 | Director |
| ASRT | Assertio Holdings, Inc. | May 10, 2023 | 2 | $0 | 4 | May 12, 2023 | Director |
| ASRT | Assertio Holdings, Inc. | May 5, 2023 | 1 | -$259K | 4 | May 5, 2023 | Director |
| GNLX | GENELUX CORP | Feb 17, 2023 | 1 | $0 | 4 | May 2, 2023 | Director |
| GNLX | GENELUX CORP | Jan 25, 2023 | 0 | $0 | 3 | Jan 25, 2023 | Director |
| CCXI | ChemoCentryx, Inc. | Oct 20, 2022 | 7 | $0 | 4 | Oct 24, 2022 | Director |
| CCXI | ChemoCentryx, Inc. | Aug 4, 2022 | 1 | -$502K | 4 | Aug 8, 2022 | Director |
| CCXI | ChemoCentryx, Inc. | Jun 9, 2022 | 2 | -$99.1K | 4 | Jun 13, 2022 | Director |
| CCXI | ChemoCentryx, Inc. | May 26, 2022 | 2 | $0 | 4 | May 31, 2022 | Director |
| CCXI | ChemoCentryx, Inc. | May 20, 2022 | 2 | $0 | 4 | May 24, 2022 | Director |
| ASRT | Assertio Holdings, Inc. | May 12, 2022 | 1 | -$105K | 4 | May 16, 2022 | Director |
| ASRT | Assertio Holdings, Inc. | May 4, 2022 | 1 | $0 | 4 | May 6, 2022 | Director |
| CCXI | ChemoCentryx, Inc. | Dec 17, 2021 | 7 | -$817K | 4 | Dec 21, 2021 | Director |
| CCXI | ChemoCentryx, Inc. | May 20, 2021 | 5 | -$24K | 4 | May 24, 2021 | Director |
| ASRT | Assertio Holdings, Inc. | May 11, 2021 | 1 | $0 | 4 | May 13, 2021 | Director |