Rtw Investments, Lp - Director, Other*, 10%+ Owner at Rocket Pharmaceuticals, Inc.

Insider Transactions and Holdings

Entity Type
Company
Role
Director, Other*, 10%+ Owner
Stock Symbol
RCKT, RCKTW on Nasdaq
Industry
Pharmaceutical Preparations
All Insider Reports
All Insider Reports

Rtw Investments, Lp - trading volume in the past year for Rocket Pharmaceuticals, Inc.

Holdings reported by Rtw Investments, Lp for Rocket Pharmaceuticals, Inc.

Class Num Shares Value Price $ Report Date Ownership Underlying Class Underlying Amount
Common Stock 18,157,605 $494 M $27.20 Aug 28, 2023 Indirect
Common Stock, $0.01 par value ("Common Stock") 18,657,605 $411 M $22.05 Aug 28, 2023 Indirect
Pre-funded Warrant (right to buy) 3,126,955 $50 M $15.99 Sep 15, 2023 Indirect Common Stock
Warrants 61,705 Dec 1, 2022 Indirect Common Stock
Notional Derivative Agreements (obligation to buy) 1 Dec 23, 2022 Indirect Common Stock
Equity Swap (obligation to buy) 0 Aug 28, 2023 Indirect Common Stock
Equity Swap (obligation to sell) 0 Aug 28, 2023 Indirect Common Stock

Transactions reported by Rtw Investments, Lp for Rocket Pharmaceuticals, Inc.

Sym Class Transaction % Value $ Price $ Shares Shares After Date Ownership