| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Opportunistic Credit Interval Fund | Trustee and President, Director | Common shares of beneficial interest | 0 | Apr 20, 2022 | Direct | ||
| Alternative Credit Income Fund | President and CEO, Director | Common Stock | $508K | Oct 14, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| SOFIX | Opportunistic Credit Interval Fund | Apr 20, 2022 | 0 | $0 | 3 | Apr 28, 2022 | Trustee and President, Director |
| RCIAX | Alternative Credit Income Fund | Oct 14, 2021 | 1 | $508K | 4 | Oct 18, 2021 | President and CEO, Director |
| LRFC | Logan Ridge Finance Corp. | Jul 1, 2021 | 0 | $0 | 3 | Jul 21, 2021 | CEO and President, Director |