| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| TIPTREE INC. | Director | Common Stock | 108K | $1.9M | $17.50 | Jul 8, 2024 | Direct |
| OPPENHEIMER HOLDINGS INC | Director | Class A non-voting common stock | 25.5K | $980K | $38.43 | Jan 25, 2024 | Paul M. Friedman Living Trust dated 3/5/19 |
| Great Ajax Corp. | Director | Common Stock, par value $0.01 per share | 46.2K | $225K | $4.87 | Mar 13, 2024 | By Paul M. Friedman Living Trust |
| TIPTREE INC. | Director | Common Stock | 4K | $70K | $17.50 | Jul 8, 2024 | By Living Trust |
| Great Ajax Corp. | Director | 7.25% Convertible Notes due 2024 | 800 | Mar 13, 2024 | By Paul M. Friedman Living Trust |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| TIPT | TIPTREE INC. | Jul 8, 2024 | 1 | $0 | 4 | Jul 9, 2024 | Director |
| TIPT | TIPTREE INC. | Apr 4, 2024 | 1 | $0 | 4 | Apr 5, 2024 | Director |
| AJX | Great Ajax Corp. | Mar 13, 2024 | 1 | $15K | 4 | Mar 18, 2024 | Director |
| OPY | OPPENHEIMER HOLDINGS INC | Jan 25, 2024 | 1 | $0 | 4 | Jan 29, 2024 | Director |
| TIPT | TIPTREE INC. | Jan 4, 2024 | 1 | $0 | 4 | Jan 5, 2024 | Director |
| TIPT | TIPTREE INC. | Oct 6, 2023 | 1 | $0 | 4 | Oct 6, 2023 | Director |
| TIPT | TIPTREE INC. | Jul 6, 2023 | 1 | $0 | 4 | Jul 7, 2023 | Director |
| AJX | Great Ajax Corp. | May 8, 2023 | 1 | $17.5K | 4 | May 8, 2023 | Director |
| TIPT | TIPTREE INC. | Apr 6, 2023 | 1 | $0 | 4 | Apr 6, 2023 | Director |
| AJX | Great Ajax Corp. | Mar 9, 2023 | 2 | $53.2K | 4 | Mar 9, 2023 | Director |
| OPY | OPPENHEIMER HOLDINGS INC | Jan 26, 2023 | 1 | $0 | 4 | Jan 30, 2023 | Director |
| TIPT | TIPTREE INC. | Jan 5, 2023 | 1 | $0 | 4 | Jan 6, 2023 | Director |
| AJX | Great Ajax Corp. | Nov 7, 2022 | 1 | $17.5K | 4 | Nov 7, 2022 | Director |
| TIPT | TIPTREE INC. | Oct 6, 2022 | 1 | $0 | 4 | Oct 7, 2022 | Director |
| AJX | Great Ajax Corp. | Aug 8, 2022 | 1 | $17.5K | 4 | Aug 8, 2022 | Director |
| TIPT | TIPTREE INC. | Jul 7, 2022 | 1 | $0 | 4 | Jul 11, 2022 | Director |
| AJX | Great Ajax Corp. | May 9, 2022 | 1 | $17.5K | 4 | May 9, 2022 | Director |
| TIPT | TIPTREE INC. | Apr 14, 2022 | 1 | $0 | 4 | Apr 14, 2022 | Director |
| AJX | Great Ajax Corp. | Mar 7, 2022 | 1 | $9.99K | 4 | Mar 7, 2022 | Director |
| OPY | OPPENHEIMER HOLDINGS INC | Jan 27, 2022 | 1 | $0 | 4 | Jan 27, 2022 | Director |
| TIPT | TIPTREE INC. | Jan 7, 2022 | 1 | $0 | 4 | Jan 10, 2022 | Director |
| AJX | Great Ajax Corp. | Nov 8, 2021 | 1 | $10K | 4 | Nov 8, 2021 | Director |
| TIPT | TIPTREE INC. | Oct 6, 2021 | 1 | $0 | 4 | Oct 7, 2021 | Director |
| AJX | Great Ajax Corp. | Aug 9, 2021 | 1 | $10K | 4 | Aug 9, 2021 | Director |
| TIPT | TIPTREE INC. | Jul 6, 2021 | 1 | $0 | 4 | Jul 7, 2021 | Director |
| AJX | Great Ajax Corp. | May 10, 2021 | 2 | $60.4K | 4 | May 11, 2021 | Director |