| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| BBR ALO Fund, LLC | Co-CEO, BBR Partners, LLC | Shares of Limited Liability Company Interests | 212K | $2.42M | $11.43 | May 1, 2024 | By Grantor Retained Annuity Trust |
| BBR ALO Fund, LLC | Co-CEO, BBR Partners, LLC | Shares of Limited Liability Company Interests | 192K | $2.2M | $11.43 | May 1, 2024 | By Self as Trustee for Irrevocable Trust |
| BBR ALO Fund, LLC | Co-CEO, BBR Partners, LLC | Shares of Limited Liability Company Interests | 144K | $1.64M | $11.43 | May 1, 2024 | Direct |
| BBR ALO Fund, LLC | Co-CEO, BBR Partners, LLC | Shares of Limited Liability Company Interests | 39.4K | $389K | $11.43 | May 1, 2024 | By Wife as Trustee for Irrevocable Trust |
| Golden Arrow Merger Corp. | Director | Common Stock | 35K | Aug 13, 2024 | Direct | ||
| COWEN INC. | Director | Class A Common Stock | 0 | $39.00 | Mar 1, 2023 | Direct | |
| Golden Arrow Merger Corp. | Director | Class B Common Stock | 0 | Aug 13, 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| BSLK | Bolt Projects Holdings, Inc. | Aug 13, 2024 | 2 | $0 | 4 | Aug 15, 2024 | Director |
| NONE | BBR ALO Fund, LLC | May 1, 2024 | 1 | $70K | 4 | May 3, 2024 | Co-CEO, BBR Partners, LLC |
| NONE | BBR ALO Fund, LLC | Mar 1, 2024 | 1 | $64K | 4 | Mar 5, 2024 | Co-CEO, BBR Partners, LLC |
| NONE | BBR ALO Fund, LLC | Sep 30, 2023 | 1 | -$1M | 4/A | Oct 20, 2023 | Co-CEO, BBR Partners, LLC |
| NONE | BBR ALO Fund, LLC | Jun 30, 2023 | 1 | -$55K | 4/A | Oct 3, 2023 | Co-CEO, BBR Partners, LLC |
| COWN | COWEN INC. | Mar 1, 2023 | 2 | -$3.25M | 4 | Mar 1, 2023 | Director |
| COWN | COWEN INC. | Dec 7, 2022 | 1 | $0 | 4 | Dec 8, 2022 | Director |
| COWN | COWEN INC. | Aug 30, 2022 | 1 | $0 | 4 | Sep 1, 2022 | Director |
| COWN | COWEN INC. | Feb 23, 2022 | 1 | $288K | 4 | Feb 23, 2022 | Director |
| NONE | BBR ALO Fund, LLC | Feb 1, 2022 | 1 | $35K | 4/A | Mar 2, 2022 | Co-CEO, BBR Partners, LLC |
| COWN | COWEN INC. | Nov 26, 2021 | 1 | $358K | 4 | Nov 29, 2021 | Director |
| COWN | COWEN INC. | Oct 27, 2021 | 1 | $0 | 4 | Oct 29, 2021 | Director |
| NONE | BBR ALO Fund, LLC | Oct 1, 2021 | 1 | $350K | 4/A | Oct 20, 2021 | Co-CEO, BBR Partners, LLC |
| NONE | BBR ALO Fund, LLC | Feb 1, 2021 | 1 | $30K | 4/A | Oct 4, 2021 | Co-CEO, BBR Partners, LLC |