| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Principal Real Estate Income Fund | President of the Adviser | Common Shares of Beneficial Ownership | 25.6 K | $249 K | $9.71 | Jul 18, 2023 | Direct |
| Principal Real Estate Income Fund | President of the Adviser | Common Shares of Beneficial Interest | 0 | $10.31 | Dec 27, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| PGZ | Principal Real Estate Income Fund | Jul 18, 2023 | 1 | $97.1 K | 4 | Jul 19, 2023 | President of the Adviser |
| PGZ | Principal Real Estate Income Fund | Jul 6, 2023 | 1 | $148 K | 4 | Jul 7, 2023 | President of the Adviser |
| PGZ | Principal Real Estate Income Fund | Dec 27, 2022 | 1 | -$20.6 K | 4 | Dec 29, 2022 | President of the Adviser |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Sep 30, 2022 | 0 | $0 | 5 | Oct 4, 2022 | President of the Adviser |