| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| HOOKIPA Pharma Inc. | Chief Operating Officer | Stock Option (Right to Buy) | 276K | $827K | $3.00 | Apr 14, 2023 | Direct |
| TYME TECHNOLOGIES, INC. | Director | Director Stock Option - Option to buy | 0 | Sep 16, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| HOOK | HOOKIPA Pharma Inc. | Apr 14, 2023 | 1 | $0 | 4 | Apr 18, 2023 | Chief Operating Officer |
| TYME | TYME TECHNOLOGIES, INC. | Sep 16, 2022 | 3 | $0 | 4 | Sep 16, 2022 | Director |
| TYME | TYME TECHNOLOGIES, INC. | Aug 24, 2022 | 1 | $0 | 4 | Aug 29, 2022 | Director |
| HOOK | HOOKIPA Pharma Inc. | Jun 30, 2022 | 1 | $0 | 4 | Jul 1, 2022 | Chief Operating Officer |
| HOOK | HOOKIPA Pharma Inc. | Apr 19, 2022 | 1 | $0 | 4 | Apr 20, 2022 | Chief Business Officer |
| TYME | TYME TECHNOLOGIES, INC. | Mar 23, 2022 | 2 | $0 | 4 | Mar 25, 2022 | Director |
| TYME | TYME TECHNOLOGIES, INC. | Mar 23, 2022 | 0 | $0 | 3 | Mar 25, 2022 | Director |
| HOOK | HOOKIPA Pharma Inc. | Feb 1, 2022 | 2 | $109K | 4 | Feb 1, 2022 | Chief Business Officer |