| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Sep 30, 2022 | 0 | $0 | 5 | Oct 4, 2022 | Treasurer |
| PGZ | Principal Real Estate Income Fund | Aug 18, 2021 | 0 | $0 | 3 | Aug 24, 2021 | Treasurer |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Aug 10, 2021 | 0 | $0 | 3 | Aug 24, 2021 | Treasurer |