| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| ASG | LIBERTY ALL STAR GROWTH FUND INC. | Dec 31, 2022 | 0 | $0 | 5 | Jun 12, 2023 | Assistant Secretary |
| ASG | LIBERTY ALL STAR GROWTH FUND INC. | Oct 1, 2022 | 0 | $0 | 3 | Oct 3, 2022 | ASSISTANT SECRETARY |
| USA | LIBERTY ALL STAR EQUITY FUND | Oct 1, 2022 | 0 | $0 | 3 | Oct 3, 2022 | ASSISTANT SECRETARY |