| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| XOMA Corp | Chief Investment Officer | Performance Stock Units | 30.2K | $419K | $13.89 | May 18, 2023 | Direct |
| XOMA Corp | Chief Investment Officer | Common Stock | 5.6K | $77.8K | $13.89 | Oct 3, 2023 | Direct |
| XOMA Corp | Chief Investment Officer | Depositary Shares - 8.375% B Cumulative Stock | 2K | $47.6K | $23.79 | Oct 2, 2023 | By spouse |
| XOMA Corp | Chief Investment Officer | Common Stock | 1.5K | $20.8K | $13.89 | Oct 2, 2023 | By spouse |
| XOMA Corp | Chief Investment Officer | Employee Stock Option (right to buy) | 250K | Jan 3, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| XOMA | XOMA Corp | Oct 2, 2023 | 2 | $24.8K | 4 | Oct 4, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | May 31, 2023 | 2 | $25.7K | 4 | Jun 2, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | May 23, 2023 | 1 | $16.2K | 4 | May 25, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | May 18, 2023 | 2 | $19.5K | 4 | May 22, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | May 16, 2023 | 3 | $11.6K | 4 | May 17, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | May 12, 2023 | 3 | $73.1K | 4 | May 16, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | Jan 3, 2023 | 2 | $0 | 4 | Jan 6, 2023 | Chief Investment Officer |
| XOMA | XOMA Corp | Jan 3, 2023 | 0 | $0 | 3 | Jan 5, 2023 | Chief Investment Officer |