STEM Inc - NOTE 4.250 04/01/30

Historical Portfolio Holders from Q2 2023 to Q1 2024

All holders as of March 31, 2024: Q1 2024
Type / Class: Debt / NOTE 4.250 04/01/30
Principal, excl. options Q1 2024: 16.9 M
Holdings value Q1 2024: $17 M
Value change Q1 2024: +$14.5 M
Grand Portfolio weight change Q1 2024: +0%
Number of holders: 3
Number of buys Q1 2024: 2
Number of sells Q1 2024: -1
Average buys Q1 2024 %: +0%
Average sells Q1 2024 %: 0%
CUSIP: 85859NAC6

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

Period	Principal	Value	Change	Price	Investors
2024 Q1	$16.9 M	$17 M	+$14.5 M	$0.53	3
2023 Q4	$4.75 M	$3.42 M	-$721 K	$0.72	1
2023 Q3	$5.75 M	$4.64 M	+$2.22 M	$0.81	1
2023 Q2	$3 M	$3 M	+$3 M	$1.00	1