BARINGS LLC

Q4 2016 13F Holdings Report, Excl. Options

Signature - Title
christina Coone - Head of Regulatory Solutions
Location
Boston, Massachusetts
Holdings as of
Dec 31, 2016
Value $
$3,832,169,459
Num holdings
871
Date filed
2/14/2017, 04:42 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2016 - Nov 14, 2016
Options
Showing stock holdings, see here for stock options
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ann Malloy Director Boston, Massachusetts 2/14/2017

Barings LLC (Barings) is an indirect wholly-owned subsidiary of Massachusetts Mutual Life Insurance Company (MassMutual). Wherever Barings has indicated that it exercises investment discretion with respect to the positions reported on this Form 13F, such positions shall be deemed reported on behalf of MassMutual to the extent that MassMutual is deemed to share investment discretion over the positions as a result of MassMutual's indirect ownership interest in Barings.

Other Included Managers (1):

Num Name File Number
1 Russell Investments Group, Ltd. 028-17598