HARBOUR INVESTMENTS, INC.

Q1 2021 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Jim Dushek - VP Operations
Location
Madison
Holdings as of
March 31, 2021
Value $
$2.78B
Num holdings
3,478
Date filed
8/17/2021, 01:17 PM
Description
All US holdings of this investor are reported in this report.
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jim Dushek VP Operations Madison, Wisconsin 8/17/2021