UBS Group AG

Q2 2017 13F Combination Report, Restatement, Excl. Options

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich, Switzerland
Holdings as of
Jun 30, 2017
Value $
$191,979,215,655
Num holdings
7,380
Date filed
11/14/2017, 02:14 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2017 - Nov 14, 2017
Next filing
Q3 2017 - Nov 14, 2017
Options
Showing stock holdings, see here for stock options
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q2 - RESTATEMENT compared to 2017 Q1 - RESTATEMENT by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jennifer Sator / Stevenson Giles Director / Authorized Officer Franklin, Tennessee 11/14/2017

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS ASSET MANAGEMENT AMERICAS LLC $281B Chicago, Illinois 028-02682
CREDIT SUISSE AG/ $103B Zurich, Switzerland 028-11379
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.38B Chicago, Illinois 028-06327

Other Included Managers (3):

Num Name File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG New York Branch 028-07344