UBS Group AG

Q1 2018 13F Combination Report, Stock Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich
Holdings as of
March 31, 2018
Value $
$231B
Num holdings
7,499
Date filed
5/15/2018, 06:12 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2017 - Feb 14, 2018
Next filing
Q2 2018 - Aug 14, 2018
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q1 compared to 2017 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jennifer Sator / Stevenson Giles Director / Authorized Officer Franklin, Tennessee 5/15/2018

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $349B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.58B Chicago, IL 028-06327

Other Included Managers (3):

Num Name File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG New York Branch 028-07344