UBS Group AG

Q3 2020 13F Combination Report, Options Holdings

Signature - Title
Andrew Johnson - Head Group Shareholding Reporting
Location
Zurich
Options holdings as of
September 30, 2020
Date filed
11/12/2020, 08:15 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2020 - Jul 31, 2020
Next filing
Q4 2020 - Feb 11, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Rollins Simmons / Jennifer Sator Authorized Signatory / Director Nashville, Tennessee 10/30/2020

List of Other Managers Reporting for UBS Group AG:

Name Holdings Value Location File Number
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $349B Chicago, IL 028-02682
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) $1.58B Chicago, IL 028-06327

Other Included Managers (3):

Num Name File Number
1 UBS Financial Services Inc. 028-11496
17 UBS Swiss Financial Advisors AG 028-11603
20 UBS AG New York Branch 028-07344