Concert Wealth Management Inc.

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
James Thorn - Compliance Officer & Advisor Solutions
Location
San Jose
Options holdings as of
December 31, 2013
Date filed
2/11/2014, 08:06 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2014 - May 13, 2014
Stock holdings
Showing options holdings, see here for stock holdings

Concert Wealth Management Inc. didn't report any options holdings as of Q4 2013. Check stock holdings.

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Thorn Chief Compliance Officer San Jose, California 2/5/2014

Proxy voting authority for managers 1-20 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.

Other Included Managers (22):

Num Name File Number
1 Adhesion Wealth Advisors
2 Advisors Asset Management
3 Allianz Global Investors
4 Blackrock Investment Management
5 Columbia
6 David Advisors
7 Envestnet
8 Invesco Advisors
9 Lazard Asset
10 Legg Mason Private
11 Lord Abbet
12 Loring Ward
13 NBE International
14 NBE Select
15 NWQ Investment
16 PIMCO
17 Robeco
18 Sitrin Capital Management
19 Thornburg
20 Todd Veredus Asset Management
21 Wells Fargo
22 Winslow Capital