PRUDENTIAL FINANCIAL INC

Q1 2020 13F Holdings Report, New Holdings, Excl. Options

Signature - Title
Richard Baker - Second Vice President
Location
Newark, New Jersey
Holdings as of
Mar 31, 2020
Value $
$385,020,000
Num holdings
1,139
Date filed
8/5/2021, 03:06 PM
Previous filing
Q4 2019 - Feb 11, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Richard Baker Second Vice President Newark, New Jersey 8/5/2021

This amended filing reflects a revised listing of 13F securities which takes into account 13F securities for Pruco Securities, LLC. The inclusion of Pruco Securities, LLCs 13F securities increased the reporting threshold for certain 13F securities held by QMA LLC and PGIM Securities Investment Trust Enterprise, which previously reported an accurate list of reportable 13F securities.

List of Other Managers Reporting for PRUDENTIAL FINANCIAL INC:

Name Holdings Value Location File Number
JENNISON ASSOCIATES LLC $149B New York, New York 028-00074
Russell Investments Group, Ltd. $63.2B London, United Kingdom 028-17598
PGIM Custom Harvest LLC $4.04B Newark, New Jersey 028-20883

Other Included Managers (3):

Num Name File Number
14 QMA LLC 028-11173
28 PRUCO SECURITIES, LLC. 028-21192
18 PGIM SECURITIES INVESTMENT TRUST ENTERPRISE 028-17205