Legg Mason Asset Management (Japan) Co., Ltd.

Q3 2016 13F Holdings Report, Stock Holdings

Signature - Title
Mina Kikuchi - Head of Product Operations
Location
Tokyo
Holdings as of
September 30, 2016
Value $
$99M
Num holdings
86
Date filed
11/14/2016, 11:01 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Aug 15, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Mina Kikuchi Head of Administration Division Tokyo, Japan 11/14/2016

List of Other Managers Reporting for Legg Mason Asset Management (Japan) Co., Ltd.:

Name Holdings Value Location File Number
FRANKLIN RESOURCES INC $325B San Mateo, CA 028-00734

Other Included Managers (1):

Num Name File Number
1 LEGG MASON, INC. 028-01700