LEGG MASON, INC.

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Thomas Merchant - General Counsel
Location
Baltimore
Holdings as of
September 30, 2016
Value $
$10.5M
Num holdings
18
Date filed
11/14/2016, 11:05 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - Aug 15, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Thomas Merchant General Counsel Baltimore, Maryland 11/14/2016

List of Other Managers Reporting for LEGG MASON, INC.:

Name Holdings Value Location File Number
Clearbridge Investments, LLC $123B New York, NY 028-11611
Brandywine Global Investment Management, LLC $13.4B Philadelphia, PA 028-02204
ROYCE & ASSOCIATES LP $10.7B New York, NY 028-03780
QS Investors, LLC $8.47B New York, NY 028-14009
ClearBridge Investments Ltd $3.42B Sydney, Australia 028-16543
MARTIN CURRIE LTD $2.79B Edinburgh, United Kingdom 028-13902
Legg Mason Asset Management (Japan) Co., Ltd. $90.5M Tokyo, Japan 028-11198
Western Asset Management Company, LLC $81.3M Pasadena, CA 028-10245
EnTrust Global Partners Offshore LP New York, NY 028-18531

Other Included Managers (1):

Num Name File Number
1 Miscellaneous