GUGGENHEIM CAPITAL LLC

Q2 2016 13F Holdings Report, Stock Holdings

Signature - Title
Robert A. Saperstein - Authorized Signatory
Location
Chicago
Holdings as of
June 30, 2016
Value $
$31.8B
Num holdings
2,861
Date filed
8/15/2016, 06:50 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2016 - May 16, 2016
Next filing
Q3 2016 - Nov 15, 2016
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q2 compared to 2016 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Robert Saperstein Senior Managing Director New York, New York 8/15/2016

Effective May 5th 2016, Guggenheim Investment Advisors (Hong Kong) Ltd is no longer affiliated with Guggenheim Capital LLC. As such, Guggenheim Investment Advisors (Hong Kong) Ltd will no longer be included as an Other Included Manager on Guggenheim Capital LLC's Form 13F reports.

Other Included Managers (4):

Num Name File Number
1 GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC 028-11097
2 GUGGENHEIM FUNDS DISTRIBUTORS, LLC 028-12550
3 SECURITY INVESTORS LLC 028-01689
4 Guggenheim Partners Investment Management, LLC 028-12837