* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Robert A. Saperstein
Senior Managing Director, Authorized Signatory
New York, New York
8/14/2018
On April 9, 2018, Guggenheim Investments' exchange-traded funds business was acquired by Invesco Ltd., resulting in a decrease in the total "Shares or PRN Amount" and the total "Value" of securities reported on Guggenheim Capital's 2nd quarter 2018 13F filing. In addition, the "List of Other Included Managers" on the cover page of this filing has been adjusted to reflect consecutive numbering.
Other Included Managers (4):
Num
Name
File Number
1
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
028-12550
2
SECURITY INVESTORS LLC
028-01689
3
Guggenheim Partners Investment Management, LLC
028-12837
4
Guggenheim Life & Annuity Co
028-18657
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