Name | Title | City, State | Date |
---|---|---|---|
ANN C MCCAGUE | CHIEF COMPLIANCE OFFICER | Minneapoliis, Minnesota | 11/14/2019 |
Name | Holdings Value | Location | File Number |
---|---|---|---|
ADVISORY RESEARCH INC | $532M | Chicago, IL | 028-05637 |
PIPER SANDLER & CO. | $126M | Minneapolis, MN | 028-15951 |