* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Robert A. Saperstein
Senior Managing Director, Authorized Signatory
New York, New York
5/15/2020
Robert A. Saperstein is a Senior Managing Director of Guggenheim Partners, LLC. Guggenheim Capital timely filed its quarterly Form 13F-HR for Q1 2020 on May 15, 2020, but inadvertently submitted it as form type 13F-NT. Based on instructions from the SEC Division of Investment Management, Guggenheim Capital re-submitted the Form 13F-HR for Q1 2020 under the correct form type (13F-HR), and the submission on May 15, 2020 under the incorrect form type 13F-NT has been removed from EDGAR.
Other Included Managers (5):
Num
Name
File Number
1
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
28-12550
2
SECURITY INVESTORS LLC
28-01689
3
Guggenheim Partners Investment Management, LLC
28-12837
4
Guggenheim Life & Annuity Co
28-18657
5
GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC
28-11097
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