CONFLUENCE INVESTMENT MANAGEMENT LLC

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Steven P. Farmer - Chief Compliance Officer
Location
St. Louis
Holdings as of
December 31, 2018
Value $
$5.31B
Num holdings
303
Date filed
1/4/2019, 02:18 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2018 - Oct 25, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q4 compared to 2018 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anne S. Kochevar Chief Compliance Officer St. Louis, Missouri 1/4/2019

Other Included Managers (1):

Num Name File Number
1 FIRST TRUST ADVISORS LP 028-06487