B. Riley Financial, Inc. (Bryant R. Riley)

Q3 2018 13F holdings report restatement

Notable people
Bryant R. Riley
Signature - Title
Bryant R. Riley - Co-Chief Executive Officer
Location
Woodland Hills, California
Holdings as of
Sep 30, 2018
Value $
$352,338,000
Num holdings
188
Date filed
11/19/2018, 10:37 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2018 - Aug 15, 2018
Next filing
Q4 2018 - Feb 7, 2019
Options
Showing stock holdings, see here for stock options
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - RESTATEMENT compared to 2018 Q2 - RESTATEMENT by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Markunas Chief Compliance Officer Los Angeles, California 11/19/2018

Other Included Managers (1):

Num Name File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147