| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Common Stock | Options Exercise | $365K | +125K | +5.79% | $2.92* | 2.28M | Nov 9, 2021 | Direct | F1, F2 |
| transaction | AMD | Common Stock | Sale | -$393K | -2.71K | -0.12% | $144.95 | 2.28M | Nov 9, 2021 | Direct | F3, F4 |
| transaction | AMD | Common Stock | Sale | -$644K | -4.42K | -0.19% | $145.81 | 2.28M | Nov 9, 2021 | Direct | F3, F5 |
| transaction | AMD | Common Stock | Sale | -$1.89M | -12.9K | -0.57% | $147.03 | 2.26M | Nov 9, 2021 | Direct | F3, F6 |
| transaction | AMD | Common Stock | Sale | -$4.28M | -28.9K | -1.28% | $148.01 | 2.23M | Nov 9, 2021 | Direct | F3, F7 |
| transaction | AMD | Common Stock | Sale | -$8.84M | -59.4K | -2.66% | $148.81 | 2.17M | Nov 9, 2021 | Direct | F3, F8 |
| transaction | AMD | Common Stock | Sale | -$569K | -3.8K | -0.17% | $149.77 | 2.17M | Nov 9, 2021 | Direct | F3, F9 |
| transaction | AMD | Common Stock | Sale | -$422K | -2.8K | -0.13% | $150.86 | 2.17M | Nov 9, 2021 | Direct | F3, F10 |
| transaction | AMD | Common Stock | Sale | -$685K | -4.5K | -0.21% | $152.08 | 2.16M | Nov 9, 2021 | Direct | F3, F11 |
| transaction | AMD | Common Stock | Sale | -$404K | -2.64K | -0.12% | $152.90 | 2.16M | Nov 9, 2021 | Direct | F3, F12 |
| transaction | AMD | Common Stock | Sale | -$293K | -1.9K | -0.09% | $154.24 | 2.16M | Nov 9, 2021 | Direct | F3, F13 |
| transaction | AMD | Common Stock | Sale | -$155K | -1K | -0.05% | $155.08 | 2.16M | Nov 9, 2021 | Direct | F3, F14 |
| holding | AMD | Common Stock | 133K | Nov 9, 2021 | By Grantor Retained Annuity Trust | F15 | |||||
| holding | AMD | Common Stock | 200K | Nov 9, 2021 | By Grantor Retained Annuity Trust 2021A | F16 | |||||
| holding | AMD | Common Stock | 200K | Nov 9, 2021 | By Grantor Retained Annuity Trust 2021B | F16 | |||||
| holding | AMD | Common Stock | 200K | Nov 9, 2021 | By Grantor Retained Annuity Trust 2021C | F16 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMD | Stock Option Grant | Options Exercise | $0 | -125K | -12.46% | $0.00 | 878K | Nov 9, 2021 | Common Stock | 125K | $2.92 | Direct | F17 |
| Id | Content |
|---|---|
| F1 | The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| F2 | Includes: (i) an annuity distribution on November 5, 2021 of 66,547 shares of the Issuer's Common Stock from the Reporting Person's Grantor Retained Annuity Trust (GRAT), dated May 18, 2020, to the Reporting Person; and (ii) the contribution of 600,000 shares of the Issuer's Common Stock to the creation of three GRATs for the Reporting Person, as described in footnotes 15 and 16 below. |
| F3 | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 4, 2020. |
| F4 | Transaction executed in multiple trades at prices ranging from $144.40 to $145.37 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Transaction executed in multiple trades at prices ranging from $145.44 to $146.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F6 | Transaction executed in multiple trades at prices ranging from $146.44 to $147.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F7 | Transaction executed in multiple trades at prices ranging from $147.44 to $148.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F8 | Transaction executed in multiple trades at prices ranging from $148.45 to $149.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F9 | Transaction executed in multiple trades at prices ranging from $149.46 to $150.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F10 | Transaction executed in multiple trades at prices ranging from $150.46 to $151.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F11 | Transaction executed in multiple trades at prices ranging from $151.52 to $152.51 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F12 | Transaction executed in multiple trades at prices ranging from $152.53 to $153.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F13 | Transaction executed in multiple trades at prices ranging from $153.54 to $154.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F14 | Transaction executed in multiple trades at prices ranging from $154.60 to $155.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F15 | On November 5, 2021, 66,547 shares were distributed to the Reporting Person as an annuity. |
| F16 | On November 5, 2021, the Reporting Person contributed 200,000 shares of the Issuer's Common Stock to a GRAT for which the Reporting Person serves as a trustee and sole annuitant. |
| F17 | This option vested 33 1/3% on December 26, 2016 and 8 1/3% per quarter over the subsequent eight quarters. |