Lisa T. Su - Jun 6, 2023 Form 4 Insider Report for ADVANCED MICRO DEVICES INC (AMD)

Signature
/s/Linda Lam by Power of Attorney for Lisa T. Su
Stock symbol
AMD
Transactions as of
Jun 6, 2023
Transactions value $
-$56,713,837
Form type
4
Date filed
6/8/2023, 04:13 PM
Previous filing
May 25, 2023
Next filing
Jun 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMD Common Stock Gift $0 -61.3K -2.08% $0.00 2.89M Jun 6, 2023 Direct
transaction AMD Common Stock Options Exercise $5.42M +777K +26.9% $6.98* 3.67M Jun 6, 2023 Direct
transaction AMD Common Stock Sale -$1.99M -16.8K -0.46% $118.42 3.65M Jun 6, 2023 Direct F1, F2
transaction AMD Common Stock Sale -$298K -2.5K -0.07% $119.32 3.65M Jun 6, 2023 Direct F1, F3
transaction AMD Common Stock Sale -$1.16M -9.65K -0.26% $120.60 3.64M Jun 6, 2023 Direct F1, F4
transaction AMD Common Stock Sale -$2.78M -22.9K -0.63% $121.55 3.61M Jun 6, 2023 Direct F1, F5
transaction AMD Common Stock Sale -$13.6M -111K -3.06% $122.47 3.5M Jun 6, 2023 Direct F1, F6
transaction AMD Common Stock Sale -$14M -113K -3.23% $123.56 3.39M Jun 6, 2023 Direct F1, F7
transaction AMD Common Stock Sale -$3.03M -24.4K -0.72% $124.14 3.37M Jun 6, 2023 Direct F1, F8
transaction AMD Common Stock Tax liability -$25.3M -204K -6.06% $124.23 3.16M Jun 6, 2023 Direct F9
holding AMD Common Stock 74.5K Jun 6, 2023 By Grantor Retained Annuity Trust 2021A
holding AMD Common Stock 138K Jun 6, 2023 By Grantor Retained Annuity Trust 2021B
holding AMD Common Stock 181K Jun 6, 2023 By Grantor Retained Annuity Trust 2021C
holding AMD Common Stock 200K Jun 6, 2023 By Grantor Retained Annuity Trust LTS 2022 GRAT A
holding AMD Common Stock 207K Jun 6, 2023 By Grantor Retained Annuity Trust LTS 2022 GRAT B

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMD Stock Option Grant Options Exercise $0 -777K -100% $0.00* 0 Jun 6, 2023 Common Stock 777K $6.98 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2022.
F2 Transaction executed in multiple trades at prices ranging from $117.85 to $118.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 Transaction executed in multiple trades at prices ranging from $118.89 to $119.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $119.93 to $120.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $120.95 to $121.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $121.95 to $122.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $122.95 to $123.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 Transaction executed in multiple trades at prices ranging from $123.95 to $124.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 Represents shares that have been withheld by AMD to pay the exercise price and to satisfy income tax and withholding and remittance obligations in connection with the Reporting Person's exercise of 477,214 stock options and does not represent a sale by the Reporting Person.
F10 This option vests 33 1/3% on July 26, 2017 and then 8 1/3% per quarter over the subsequent eight quarters.