Richard P. McKenney - Mar 1, 2023 Form 4 Insider Report for Unum Group (UNM)

Role: President and CEO, Director
Signature: /s/ Jullienne, J. Paul, Attorney-in-Fact
Stock symbol: UNM
Transactions as of: Mar 1, 2023
Transactions value $: -$3,215,556
Form type: 4
Date filed: 3/3/2023, 04:47 PM
Previous filing: Feb 22, 2023
Next filing: Apr 24, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UNM	Common Stock	Tax liability	-$417K	-9.14K	-0.83%	$45.57	1.09M	Mar 1, 2023	Direct	F1, F2
transaction	UNM	Common Stock	Tax liability	-$816K	-17.9K	-1.64%	$45.57	1.07M	Mar 1, 2023	Direct	F3, F4
transaction	UNM	Common Stock	Tax liability	-$925K	-20.3K	-1.89%	$45.57	1.05M	Mar 1, 2023	Direct	F5, F6
transaction	UNM	Common Stock	Options Exercise	$0	+23.2K	+2.21%	$0.00	1.08M	Mar 1, 2023	Direct	F7
transaction	UNM	Common Stock	Disposed to Issuer	-$1.06M	-23.2K	-2.16%	$45.57	1.05M	Mar 1, 2023	Direct	F6
transaction	UNM	Common Stock	Award	$0	+98.7K	+9.38%	$0.00	1.15M	Mar 1, 2023	Direct	F8, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UNM	Restricted Stock Units	Options Exercise	$0	-23.2K	-100%	$0.00^*	0	Mar 1, 2023	Common Stock	23.2K		Direct	F10, F11

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 23,229 stock-settled RSUs (as defined in footnote (2) below).
F2	Includes 248,622 restricted stock units, 124,867 stock success units, and 716,910 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 45,496 stock-settled RSUs.
F4	Includes 203,126 stock-settled RSUs, 124,867 SSUs, and 744,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5	Shares withheld to satisfy tax withholding obligation applicable to the vesting of 51,562 stock-settled RSUs.
F6	Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7	Includes 151,564 stock-settled RSUs, 124,867 SSUs, and 799,004 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F8	All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2024.
F9	Includes 250,313 stock-settled RSUs, 124,867 SSUs, and 775,775 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F10	The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F11	The cash-settled RSUs vest in three equal annual installments beginning on March 1, 2021. Vested units are to be settled within 30 days after the vesting date.