Adam C. Peakes - May 18, 2021 Form 4 Insider Report for TRECORA RESOURCES (TREC)

Role
Director
Signature
/s/ Christopher Groves as attorney in fact for Adam C. Peakes
Stock symbol
TREC
Transactions as of
May 18, 2021
Transactions value $
$74,301
Form type
4
Date filed
5/20/2021, 04:12 PM
Previous filing
May 14, 2021
Next filing
Apr 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TREC Common stock Options Exercise $106K +13.3K +149.39% $8.01 22.1K May 18, 2021 Direct
transaction TREC Common stock Tax liability -$31.8K -3.98K -17.97% $8.01 18.1K May 18, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TREC Restricted Stock Units Options Exercise -13.3K -55.71% 10.5K May 18, 2021 Common stock 13.3K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withheld for tax liability.
F2 Granted as director compensation. Converts into common stock on a one-for-one basis. Vests one year from grant date.