Rupert Vessey - May 8, 2021 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Research & Early Dev.
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
Stock symbol
BMY
Transactions as of
May 8, 2021
Transactions value $
-$515,133
Form type
4
Date filed
5/11/2021, 04:38 PM
Previous filing
May 7, 2021
Next filing
Aug 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Options Exercise $0 +17.2K +38.2% $0.00 62.4K May 8, 2021 Direct F1
transaction BMY Common Stock, $0.10 par value Tax liability -$515K -7.99K -12.81% $64.44 54.4K May 8, 2021 Direct F2
holding BMY Common Stock, $0.10 par value 618 May 8, 2021 401(k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Restricted Stock Units Options Exercise $0 -17.2K -100% $0.00* 0 May 8, 2021 Common Stock, $0.10 par value 17.2K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents final vesting of restricted stock units granted on May 8, 2018.
F2 Shares withheld for payment of taxes upon vesting of awards.
F3 Based on recent plan statement.
F4 Each restricted stock unit converts into one share of common stock upon vesting.