Rupert Vessey - Mar 16, 2022 Form 4 Insider Report for BRISTOL MYERS SQUIBB CO (BMY)

Role
EVP, Research & Early Dev.
Signature
/s/ Lisa A. Atkins, attorney-in-fact for Rupert Vessey
Stock symbol
BMY
Transactions as of
Mar 16, 2022
Transactions value $
-$2,466,361
Form type
4
Date filed
3/18/2022, 05:50 PM
Previous filing
Mar 14, 2022
Next filing
Oct 31, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BMY Common Stock, $0.10 par value Sale -$2.17M -31.3K -40.35% $69.27 46.3K Mar 16, 2022 Direct F1
transaction BMY Common Stock, $0.10 par value Options Exercise $1.41M +21.3K +45.97% $66.35 67.6K Mar 16, 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $294K +5.29K +7.83% $55.52 72.9K Mar 16, 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $664K +12.2K +16.78% $54.29 85.1K Mar 16, 2022 Direct
transaction BMY Common Stock, $0.10 par value Options Exercise $326K +8.49K +9.97% $38.41 93.6K Mar 16, 2022 Direct
transaction BMY Common Stock, $0.10 par value Sale -$2.99M -43.2K -46.18% $69.23 50.4K Mar 16, 2022 Direct F2
holding BMY Common Stock, $0.10 par value 632 Mar 16, 2022 BMS Savings and Investment Program F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BMY Option (right to buy) Options Exercise $0 -21.3K -100% $0.00* 0 Mar 16, 2022 Common Stock, $0.10 par value 21.3K $66.35 Direct F4
transaction BMY Option (right to buy) Options Exercise $0 -12.2K -100% $0.00* 0 Mar 16, 2022 Common Stock, $0.10 par value 12.2K $54.29 Direct F4
transaction BMY Option (right to buy) Options Exercise $0 -5.29K -100% $0.00* 0 Mar 16, 2022 Common Stock, $0.10 par value 5.29K $55.52 Direct F4
transaction BMY Option (right to buy) Options Exercise $0 -8.49K -50% $0.00 8.49K Mar 16, 2022 Common Stock, $0.10 par value 8.49K $38.41 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.26 to $69.305, inclusive. The reporting person undertakes to provide to the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F2 43,228 of the shares sold were to cover the exercise price and taxes in accordance with broker's procedures for sell-to-cover transactions. The price reported reflects the weighted average sales price. The shares were sold in multiple transactions at prices ranging from $69.16 to $69.33, inclusive. The reporting person undertakes to provide the SEC staff, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
F3 Based on recent 401(k) plan statement.
F4 All of the shares are currently exercisable.