Leanne D. Cunningham - Jul 28, 2022 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
SVP, Chief Fin Officer
Signature
Jaileah X. Huddleston, Attorney in Fact for Leanne D. Cunningham
Stock symbol
BFA
Transactions as of
Jul 28, 2022
Transactions value $
$0
Form type
4
Date filed
8/1/2022, 06:16 PM
Previous filing
Jul 26, 2021
Next filing
Jun 7, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Award $0 +16.1K $0.00 16.1K Jul 28, 2022 Class B Common 16.1K $73.61 Direct
holding BFA Stock Appreciation Right 2.09K Jul 28, 2022 Class B Common 2.09K $39.58 Direct F1
holding BFA Stock Appreciation Right 7.31K Jul 28, 2022 Class B Common 7.31K $37.94 Direct F2
holding BFA Stock Appreciation Right 6.21K Jul 28, 2022 Class B Common 6.21K $39.20 Direct F3
holding BFA Stock Appreciation Right 3.86K Jul 28, 2022 Class B Common 3.86K $53.24 Direct F4
holding BFA Stock Appreciation Right 3.95K Jul 28, 2022 Class B Common 3.95K $53.88 Direct F5
holding BFA Stock Appreciation Right 3.01K Jul 28, 2022 Class B Common 3.01K $68.24 Direct F6
holding BFA Stock Appreciation Right 12.6K Jul 28, 2022 Class B Common 12.6K $70.24 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These stock appreciation rights were previously reported as covering 4,814 shares at an exercise price of $40.145, but were adjusted to reflect the December 2021 special dividend and to correct an inadvertent overstatement in the number of shares covered.
F2 These stock appreciation rights were previously reported as covering 7,206 shares at an exercise price of $38.481, but were adjusted to reflect the December 2021 special dividend.
F3 These stock appreciation rights were previously reported as covering 6,126 shares at an exercise price of $39.757, but were adjusted to reflect the December 2021 special dividend.
F4 These stock appreciation rights were previously reported as covering 3,802 shares at an exercise price of $54, but were adjusted to reflect the December 2021 special dividend.
F5 These stock appreciation rights were previously reported as covering 3,892 shares at an exercise price of $54.64, but were adjusted to reflect the December 2021 special dividend.
F6 These stock appreciation rights were previously reported as covering 2,965 shares at an exercise price of $69.21, but were adjusted to reflect the December 2021 special dividend.
F7 These stock appreciation rights were previously reported as covering 12,451 shares at an exercise price of $71.24, but were adjusted to reflect the December 2021 special dividend.