Thomas Hinrichs - Apr 28, 2023 Form 4 Insider Report for BROWN FORMAN CORP (BFA)

Role
EVP/Pres., Emerging Intl
Signature
Jaileah X. Huddleston, Attorney in Fact for Thomas W. Hinrichs
Stock symbol
BFA
Transactions as of
Apr 28, 2023
Transactions value $
-$199,712
Form type
4
Date filed
5/2/2023, 04:26 PM
Previous filing
Aug 1, 2022
Next filing
Jun 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BFA Class B Common Options Exercise $317K +11.3K +86.85% $28.03 24.3K Apr 28, 2023 Direct
transaction BFA Class B Common Tax liability -$516K -7.91K -32.55% $65.28 16.4K Apr 28, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BFA Stock Appreciation Right Options Exercise $0 -11.3K -100% $0.00* 0 Apr 28, 2023 Class B Common 11.3K $28.03 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The closing price of BF-B on April 27, 2023, was used to calculate the withholding obligation.