Joseph E. Creed - Jun 13, 2021 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Barbara Thomas, POA for Joseph E. Creed
Stock symbol
CAT
Transactions as of
Jun 13, 2021
Transactions value $
-$220,759
Form type
4
Date filed
6/15/2021, 02:31 PM
Previous filing
Jun 7, 2021
Next filing
Jun 28, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Tax liability -$221K -1.01K -16.69% $218.79 5.04K Jun 13, 2021 Direct
holding CAT Common Stock 9.98K Jun 13, 2021 Held by 401(k) Plan F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The information in this report is based on a 401(k) plan statement dated as of May 31, 2021.