Andrew Bonfield - Feb 8, 2022 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Financial Officer
Signature
/s/ Barbara Thomas POA, for Andrew R J Bonfield
Stock symbol
CAT
Transactions as of
Feb 8, 2022
Transactions value $
-$1,095,602
Form type
4
Date filed
2/10/2022, 12:40 PM
Next filing
Mar 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +14K +38.29% $0.00 50.4K Feb 8, 2022 Direct
transaction CAT Common Stock Tax liability -$1.1M -5.46K -10.82% $200.77 45K Feb 8, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld from the reporting person to satisfy tax obligations arising from the vesting of performance-based restricted stock units granted on March 4, 2019.