Olaf Robert Heyden - Mar 8, 2023 Form 4 Insider Report for DIEBOLD NIXDORF, Inc (DBD)

Role
EVP, COO
Signature
Jonathan B. Leiken, Attorney in fact for Olaf R Heyden
Stock symbol
DBD
Transactions as of
Mar 8, 2023
Transactions value $
-$90,596
Form type
4
Date filed
3/10/2023, 03:33 PM
Previous filing
Feb 7, 2023
Next filing
Aug 11, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DBD Common Shares Tax liability -$90.6K -28.2K -7.24% $3.21* 362K Mar 8, 2023 Direct F1, F2
holding DBD Common Shares 1K Mar 8, 2023 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DBD Non-Qualified Stock Options 49.7K Mar 8, 2023 Common Shares 49.7K $26.60 Direct F3
holding DBD Non-Qualified Stock Option 30.3K Mar 8, 2023 Common Shares 30.3K $18.75 Direct F4
holding DBD Non-Qualified Stock Option 47.4K Mar 8, 2023 Common Shares 47.4K $4.08 Direct F4
holding DBD Non-Qualified Stock Option 12.6K Mar 8, 2023 Common Shares 12.6K $11.96 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld pursuant to exercise of tax withholding right under the 2017 Equity and Performance Incentive Plan - Restricted Share Award
F2 Number includes restricted stock units.
F3 Granted under the 1991 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.
F4 Granted under the 2017 Equity and Performance Incentive Plan; option is generally exercisable in annual increments of 1/3, 1/3, 1/3 beginning one year from the date of grant.