Maurice S.J. Moragne - Jul 16, 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
Chief Sales Officer
Signature
/s/ Jared Vitemb, Attorney-in-fact for Maurice SJ Moragne
Stock symbol
FARM
Transactions as of
Jul 16, 2021
Transactions value $
-$28,013
Form type
4
Date filed
7/19/2022, 04:01 PM
Next filing
Sep 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability -$14.2K -1.39K -3.43% $10.16 39.3K Jul 16, 2021 Direct
transaction FARM Common Stock Award $0 +18K +45.87% $0.00 57.3K Sep 13, 2021 Direct F1
transaction FARM Common Stock Tax liability -$6.72K -974 -1.7% $6.90 56.3K Dec 9, 2021 Direct
transaction FARM Common Stock Tax liability -$7.14K -1.43K -2.53% $5.01 54.9K Jul 18, 2022 Direct
holding FARM Common Stock 5.87K Jul 16, 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to an administrative error, Mr. Moragne's September 15, 2021 Form 4 incorrectly reported that he received a grant of 15,015 restricted stock units when Mr. Moragne actually received 18,018 restricted stock units on September 13, 2021. As of September 13, 2021, Mr. Moragne directly beneficially owned 57,295 shares.