D. Deverl Maserang II - Jul 16, 2021 Form 4 Insider Report for FARMER BROTHERS CO (FARM)

Role
President and CEO, Director
Signature
/s/ Jared Vitemb, Attorney-in-fact for D. Deverl Maserang II
Stock symbol
FARM
Transactions as of
Jul 16, 2021
Transactions value $
-$89,075
Form type
4
Date filed
7/19/2022, 04:01 PM
Previous filing
May 12, 2021
Next filing
Sep 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FARM Common Stock Tax liability -$125K -12.3K -7.22% $10.16 158K Jul 16, 2021 Direct F1
transaction FARM Common Stock Award $0 +113K +71.17% $0.00 271K Sep 13, 2021 Direct F2
transaction FARM Common Stock Purchase $100K +16.6K +6.13% $6.03 287K Dec 2, 2021 Direct F3
transaction FARM Common Stock Tax liability -$64.1K -12.8K -4.45% $5.01 275K Jul 18, 2022 Direct
holding FARM Common Stock 11.1K Jul 16, 2021 Held in the Maserang Living Trust
holding FARM Common Stock 6.1K Jul 16, 2021 Held in the Company's 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of July 16, 2021, Mr. Maserang directly beneficially owned 158,231 shares.
F2 Mr. Maserang's September 15, 2021 Form 4 incorrectly reported that he directly beneficially owned 283,157 shares. As of September 13, 2021, Mr. Maserang directly beneficially owned 270,843 shares.
F3 Mr. Maserang's December 6, 2021 Form 4 incorrectly reported that he directly beneficially owned 299,757 shares. As of December 2, 2021, Mr. Maserang directly beneficially owned 287,443 shares.