Brian G. Harris - Nov 15, 2021 Form 4/A - Amendment Insider Report for GRIFFON CORP (GFF)

Signature
/s/ Seth L. Kaplan, pursuant to power-of-attorney
Stock symbol
GFF
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/17/2022, 03:56 PM
Date Of Original Report
Nov 17, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GFF Common Stock Award $0 +27.5K +14.18% $0.00 221K Nov 15, 2021 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on On November 15, 2021, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2023.
F2 On November 17, 2021, the reporting person filed a Form 4 which inadvertently reported the number of shares acquired (as a result of the certification that certain financial performance criteria related to a grant of restricted shares was achieved) as 49,342. As reported in this amendment, the actual number of shares acquired was 27,498.