Jennifer Walter - Nov 5, 2021 Form 4 Insider Report for MOOG INC. (MOGA)

Role
CFO
Signature
/s/ Christopher P. Donnini, as Power of Attorney for Jennifer Walter
Stock symbol
MOGA
Transactions as of
Nov 5, 2021
Transactions value $
-$55,262
Form type
4
Date filed
11/9/2021, 01:32 PM
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $167K +4K +542.01% $41.82 4.74K Nov 5, 2021 Direct
transaction MOGA Class A Common Tax liability -$223K -2.85K -60.19% $78.03 1.89K Nov 5, 2021 Direct F1
holding MOGA Class B Common 2.98K Nov 5, 2021 Direct F2
holding MOGA Class B Common 841 Nov 5, 2021 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -4K -100% $0.00* 0 Nov 5, 2021 Class A Common 4K $41.82 Direct F4, F5
holding MOGA SAR 4K Nov 5, 2021 Class A Common 4K $36.41 Direct F4, F5
holding MOGA SAR 2K Nov 5, 2021 Class A Common 2K $61.69 Direct F4, F5
holding MOGA SAR 2K Nov 5, 2021 Class A Common 2K $74.38 Direct F4, F5
holding MOGA SAR 667 Nov 5, 2021 Class A Common 667 $63.04 Direct F5, F6
holding MOGA SAR 1.33K Nov 5, 2021 Class B Common 1.33K $65.90 Direct F5, F6
holding MOGA SAR 2K Nov 5, 2021 Class B Common 2K $71.65 Direct F5, F6
holding MOGA SAR 1.61K Nov 5, 2021 Class B Common 1.61K $82.31 Direct F5, F6
holding MOGA SAR 1.74K Nov 5, 2021 Class B Common 1.74K $80.19 Direct F5, F6
holding MOGA SAR 11.3K Nov 5, 2021 Class B Common 11.3K $85.95 Direct F5, F6
holding MOGA SAR 7.61K Nov 5, 2021 Class B Common 7.61K $73.39 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (4,000) and the number of shares issued as a result of the exercise (1,148). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($78.03) and the exercise price ($41.82). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Reflects 108 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on January 1, 2021 and 156 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2021.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the 2008 Incentive Stock Option Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.