Patrick J. Roche - Oct 10, 2023 Form 4 Insider Report for MOOG INC. (MOGA)

Signature
/s/ Christopher A. Head, as Power of Attorney for Patrick J. Roche
Stock symbol
MOGA
Transactions as of
Oct 10, 2023
Transactions value $
-$264,756
Form type
4
Date filed
10/12/2023, 01:27 PM
Previous filing
Nov 18, 2022
Next filing
Nov 16, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MOGA Class A Common Options Exercise $617K +10K +79% $61.69 22.7K Oct 10, 2023 Direct
transaction MOGA Class A Common Tax liability -$882K -7.64K -33.72% $115.40 15K Oct 10, 2023 Direct F1
holding MOGA Class B Common 7.93K Oct 10, 2023 Direct F2
holding MOGA Class B Common 295 Oct 10, 2023 401 (k) F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOGA SAR Options Exercise $0 -10K -100% $0.00* 0 Oct 10, 2023 Class A Common 10K $61.69 Direct F4, F5
holding MOGA SAR 10K Oct 10, 2023 Class A Common 10K $74.38 Direct F4, F5
holding MOGA SAR 3.33K Oct 10, 2023 Class A Common 3.33K $63.04 Direct F5, F6
holding MOGA SAR 6.67K Oct 10, 2023 Class B Common 6.67K $65.90 Direct F5, F6
holding MOGA SAR 10K Oct 10, 2023 Class B Common 10K $71.65 Direct F5, F6
holding MOGA SAR 6.18K Oct 10, 2023 Class B Common 6.18K $82.31 Direct F5, F6
holding MOGA SAR 6.99K Oct 10, 2023 Class B Common 6.99K $80.19 Direct F5, F6
holding MOGA SAR 6.79K Oct 10, 2023 Class B Common 6.79K $85.95 Direct F5, F6
holding MOGA SAR 4.45K Oct 10, 2023 Class B Common 4.45K $73.39 Direct F5, F6
holding MOGA SAR 8.76K Oct 10, 2023 Class B Common 8.76K $83.00 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents the difference between the number of SARs exercised (10,000) and the number of shares issued as a result of the exercise (2,360). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($115.40) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
F2 Includes 92 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on December 30, 2022, and 143 shares of Class B Common acquired under the Moog Inc. Employee Stock Purchase Plan on July 1, 2023.
F3 Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
F4 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
F5 SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
F6 Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.