Michael O'Grady - Jan 18, 2022 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Stock symbol
NTRS
Transactions as of
Jan 18, 2022
Transactions value $
-$1,554,334
Form type
4
Date filed
1/20/2022, 05:29 PM
Previous filing
Dec 10, 2021
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +29K +52.11% $0.00 84.7K Jan 18, 2022 Direct F1
transaction NTRS Common Stock Tax liability -$1.55M -11.8K -17.44% $132.16 55.7K Jan 18, 2022 Direct F1, F2
holding NTRS Common Stock 124K Jan 18, 2022 By Trust F2
holding NTRS Common Stock 30K Jan 18, 2022 2020 GRAT
holding NTRS Common Stock 10K Jan 18, 2022 2021 GRAT
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,692 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 17,260 shares directly held by the reporting person into the reporting person's existing trust account.