Michael O'Grady - Feb 21, 2023 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Stock symbol
NTRS
Transactions as of
Feb 21, 2023
Transactions value $
-$1,640,962
Form type
4
Date filed
2/23/2023, 06:52 PM
Previous filing
Feb 9, 2023
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Award $0 +39.1K +65.47% $0.00 98.9K Feb 21, 2023 Direct F1
transaction NTRS Common Stock Tax liability -$1.64M -17.3K -22.48% $94.70 59.7K Feb 21, 2023 Direct F1, F2
transaction NTRS Common Stock Award $0 +31.7K +52.99% $0.00 91.4K Feb 22, 2023 Direct F3
holding NTRS Common Stock 186K Feb 21, 2023 By Trust F2
holding NTRS Common Stock 4.75K Feb 21, 2023 2021 GRAT
holding NTRS Common Stock 18.9K Feb 21, 2023 2022 GRAT
holding NTRS Common Stock 5.46K Feb 21, 2023 By Trust fbo Child 1 F4
holding NTRS Common Stock 5.46K Feb 21, 2023 By Trust fbo Child 2 F4
holding NTRS Common Stock 5.46K Feb 21, 2023 By Trust fbo Child 3 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 59,744 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 Reflects the transfer of 21,786 shares directly held by the reporting person into the reporting person's existing trust account.
F3 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F4 The reporting person's spouse is trustee of this trust.