Michael O'Grady - Jan 24, 2024 Form 4 Insider Report for NORTHERN TRUST CORP (NTRS)

Role
Chairman and CEO, Director
Signature
Bradley R. Gabriel, Attorney-In-Fact for Michael G. O'Grady
Stock symbol
NTRS
Transactions as of
Jan 24, 2024
Transactions value $
-$154,686
Form type
4
Date filed
1/26/2024, 05:02 PM
Previous filing
Jan 26, 2024
Next filing
Feb 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTRS Common Stock Options Exercise $1.5M +24.7K +11.22% $60.85 244K Jan 24, 2024 By Trust
transaction NTRS Common Stock Tax liability -$1.65M -20.3K -8.32% $81.38 224K Jan 24, 2024 By Trust
holding NTRS Common Stock 66.7K Jan 24, 2024 Direct F1
holding NTRS Common Stock 6.76K Jan 24, 2024 2022 GRAT
holding NTRS Common Stock 16.9K Jan 24, 2024 2023 GRAT
holding NTRS Common Stock 5.46K Jan 24, 2024 By Trust fbo Child 1 F2
holding NTRS Common Stock 5.46K Jan 24, 2024 By Trust fbo Child 2 F2
holding NTRS Common Stock 5.46K Jan 24, 2024 By Trust fbo Child 3 F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTRS Employee Stock Option (right-to-buy) Options Exercise $0 -24.7K -100% $0.00* 0 Jan 24, 2024 Common Stock 24.7K $60.85 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
F2 The reporting person's spouse is trustee of this trust.
F3 This option became exercisable in four equal annual installments beginning on February 10, 2015.