Michael B. Hyman - Oct 2, 2020 Form 4 Insider Report for Scott's Liquid Gold - Inc. (SLGD)

Role
Senior Vice President, Sales
Signature
/s/ Michael B Hyman
Stock symbol
SLGD
Transactions as of
Oct 2, 2020
Transactions value $
$0
Form type
4
Date filed
11/10/2021, 03:59 PM
Next filing
Oct 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLGD Common Stock Options Exercise +10.3K +29.37% 45.3K Oct 2, 2020 Direct F1
transaction SLGD Common Stock Options Exercise +10.3K +22.7% 55.6K Oct 2, 2021 Direct F1
transaction SLGD Restricted Stock Unit Award +23.8K +231.05% 34K Nov 9, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLGD Restricted Stock Unit Options Exercise $0 -10.3K -33.33% $0.00 20.6K Oct 2, 2020 Common Stock 10.3K Direct F1, F3
transaction SLGD Restricted Stock Unit Options Exercise $0 -10.3K -50% $0.00 10.3K Oct 2, 2021 Common Stock 10.3K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units were settled in shares of common stock upon vesting
F2 On November 9, 2021, the reporting person was granted 23,750 restricted stock units, vesting in three equal annual installments, beginning on the anniversary of the grant date.
F3 On October 2, 2020, the reporting person was granted 30,837 restricted stock units, vesting in three equal annual installments beginning on the grant date.